On September 20 and 21, NQR was excited to gather our clients virtually for a series of webinars. Whether virtually or in-person, NQR provides these …
A core compliance activity for mutual fund managers is monitoring the operations of their intermediary partners that distribute fund shares. The most reliable and efficient …
Continue reading “Intermediary Audit Report Exceptions: Trends and Explanations”
About the Company Our client is one of the country’s leading financial service providers, delivering a range of banking, personal finance and wealth management …
Foreside will deliver NQR’s Intermediary INSIGHT service to assist firms with their oversight of intermediary relationships Portland, ME – September 28th, 2021: Foreside …
Continue reading “Foreside Partners with NQR to Provide Intermediary Oversight Services”
The Challenge When Mid Atlantic Capital Group first began issuing a FICCA audit report to mutual fund partners, they were ahead of the …
Continue reading “Case Study: How NQR Makes Fund Servicing Easier for Mid Atlantic Capital Group”
Agreement to significantly reduce the burden of intermediary oversight expectations for mutual fund managers Northern Trust has entered into an agreement with National …
In today’s interdependent marketplace, it’s up to fund families to evaluate the compliance controls of their various vendors and service providers. Taking into account …
Continue reading “The Importance of Audit Reports to Mutual Fund Service Provider Oversight”
David Parks Executive Director Asset Management Advisory Ernst & Young Michael Gentile Senior Manager Financial Services Ernst & Young How …
Continue reading “Ernst & Young Webinar: Third-Party Reporting on Internal Controls”
NQR is excited to share the session descriptions for our 2nd annual Intermediary INSIGHT Conference. The one-day event, held on October 16, 2019 at the Seaport Hotel …
Continue reading “Deloitte, Ed Jones Among NQR’s 2019 Conference Speakers”
“Very insightful! Great discussion.” “Overall a great experience.” “Any opportunity with peers to discuss processes, achievements, pain points, etc., is extremely valuable.” Only …
Continue reading “Managing Omnibus Relationships with FICCA – An Intermediary’s Perspective”
NQR is excited to share the session descriptions for our first ever Intermediary INSIGHT Conference. The one-day event, held on April 26, 2018 at the Seaport …
NQR is rebranding its newest service from Intermediary Oversight to Intermediary (IM) INSIGHT. The new name and logo more effectively reflect NQR’s perspective on …
Continue reading “NQR Renames Intermediary Oversight Solution to Intermediary INSIGHT”
“Intermediaries are cagey. We get it…” Continue reading on boardiq.com