Click on the archives below to read articles and summaries pertaining to regulatory changes, industry trends and events, and any updates to NQR service offerings.
David Parks Executive Director Asset Management Advisory Ernst & Young Michael Gentile Senior Manager Financial Services Ernst & Young How can fund families make the most of SOC and FICCA reports received from service providers and intermediaries? Watch Ernst & Young and NQR discuss the foundations, trends, and best practices …
Continue reading “Ernst & Young Webinar: Third-Party Reporting on Internal Controls”
NQR is excited to share the session descriptions for our 2nd annual Intermediary INSIGHT Conference. The one-day event, held on October 16, 2019 at the Seaport Hotel in Boston, will focus on the evolving oversight dynamics between audit firms, intermediaries, and fund families. Click here to view the full agenda. Audit Firm Presentation Christine Kotarba, …
Continue reading “Deloitte, Ed Jones Among NQR’s 2019 Conference Speakers”
“Very insightful! Great discussion.” “Overall a great experience.” “Any opportunity with peers to discuss processes, achievements, pain points, etc., is extremely valuable.” Only positive sentiments followed our first ever NQR Intermediary INSIGHT Client Conference earlier this year. The event featured a keynote address from the Investment Company Institute (ICI), a client panel, roundtable discussions, …
Continue reading “Managing Omnibus Relationships with FICCA – An Intermediary’s Perspective”
NQR is proud to present the services that assist in our clients' compliance and oversight operations. Click on any of the events below to schedule a presentation or find details on an event NQR is attending.
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