Click on the archives below to read articles and summaries pertaining to regulatory changes, industry trends and events, and any updates to NQR service offerings.
The Challenge When Mid Atlantic Capital Group first began issuing a FICCA audit report to mutual fund partners, they were ahead of the game. So far ahead, in fact, that detailed feedback and knowledge of FICCA best practices were scarce. That’s where NQR came in, said Michele Coletti, COO of Trust & …
Continue reading “Case Study: How NQR Makes Fund Servicing Easier for Mid Atlantic Capital Group”
Agreement to significantly reduce the burden of intermediary oversight expectations for mutual fund managers Northern Trust has entered into an agreement with National Quality Review (NQR) to provide U.S. mutual fund managers with access to NQR Intermediary INSIGHT, a service that helps managers support their operational oversight of intermediary firms – entities which …
In today’s interdependent marketplace, it’s up to fund families to evaluate the compliance controls of their various vendors and service providers. Taking into account the number of service providers a fund typically employs, the scale and complexity of these obligations becomes clear… How did the industry arrive at this point and what options …
Continue reading “The Importance of Audit Reports to Mutual Fund Service Provider Oversight”
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