Click on the archives below to read articles and summaries pertaining to regulatory changes, industry trends and events, and any updates to NQR service offerings.
NQR is excited to share preliminary session descriptions for our 2nd annual Intermediary INSIGHT Conference. The one-day event, held on October 16, 2019 at the Seaport Hotel in Boston, will focus on the evolving oversight dynamics between audit firms, intermediaries, and fund families. Audit Firm Presentation Christine Kotarba, Brian Liebman, and Carolyn Mellett of Deloitte …
Continue reading “Deloitte, Ed Jones to Speak at NQR’s 2019 Conference”
“Very insightful! Great discussion.” “Overall a great experience.” “Any opportunity with peers to discuss processes, achievements, pain points, etc., is extremely valuable.” Only positive sentiments followed our first ever NQR Intermediary INSIGHT Client Conference earlier this year. The event featured a keynote address from the Investment Company Institute (ICI), a client panel, roundtable discussions, …
Continue reading “Managing Omnibus Relationships with FICCA – An Intermediary’s Perspective”
NQR is excited to share the detailed agenda and highlights of our first ever Intermediary INSIGHT Client Conference. The one-day event, held on April 26, 2018 at the Seaport Hotel in Boston, provided attendees with an opportunity to gain valuable perspective from industry experts as well as to share their experiences with peers. Conference Highlights …
Continue reading “NQR’s 2018 Intermediary INSIGHT Client Conference – Agenda & Highlights”
NQR is proud to present the services that assist in our clients' compliance and oversight operations. Click on any of the events below to schedule a presentation or find details on an event NQR is attending.
Schedule a 30-minute presentation of our industry-leading Intermediary INSIGHT service. We’ll cover the NQR expertise behind our SOC 1 and FICCA document review in addition to a brief overview of our online reporting. An NQR representative will contact you shortly after the registration is received.
NQR’s 2nd annual Intermediary INSIGHT Conference, held at the Seaport Hotel in Boston, will focus on the evolving oversight dynamics between audit firms, intermediaries, and fund families. Click here for more details.