Click on the archives below to read articles and summaries pertaining to regulatory changes, industry trends and events, and any updates to NQR service offerings.
Foreside will deliver NQR’s Intermediary INSIGHT service to assist firms with their oversight of intermediary relationships Portland, ME – September 28th, 2021: Foreside Financial Group, LLC (Foreside), a provider of governance, risk management, compliance services, and technology offerings to clients in the global asset and wealth management industry, today announced a strategic partnership …
Continue reading “Foreside Partners with NQR to Provide Intermediary Oversight Services”
The Challenge When Mid Atlantic Capital Group first began issuing a FICCA audit report to mutual fund partners, they were ahead of the game. So far ahead, in fact, that detailed feedback and knowledge of FICCA best practices were scarce. That’s where NQR came in, said Michele Coletti, COO of Trust & …
Continue reading “Case Study: How NQR Makes Fund Servicing Easier for Mid Atlantic Capital Group”
Agreement to significantly reduce the burden of intermediary oversight expectations for mutual fund managers Northern Trust has entered into an agreement with National Quality Review (NQR) to provide U.S. mutual fund managers with access to NQR Intermediary INSIGHT, a service that helps managers support their operational oversight of intermediary firms – entities which …
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