Case Study: How NQR Makes Fund Servicing Easier for Mid Atlantic Capital Group - February 25, 2021
The Challenge When Mid Atlantic Capital Group first began issuing a FICCA audit report to mutual fund partners, they were ahead of the …
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Northern Trust Partners with NQR to Offer Enhanced Mutual Fund Distribution Support - February 16, 2021
Agreement to significantly reduce the burden of intermediary oversight expectations for mutual fund managers Northern Trust has entered into an agreement with National …
The Importance of Audit Reports to Mutual Fund Service Provider Oversight - December 8, 2020
In today’s interdependent marketplace, it’s up to fund families to evaluate the compliance controls of their various vendors and service providers. Taking into account …
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Ernst & Young Webinar: Third-Party Reporting on Internal Controls - September 18, 2020
David Parks Executive Director Asset Management Advisory Ernst & Young Michael Gentile Senior Manager Financial Services Ernst & Young How …
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Deloitte, Ed Jones Among NQR’s 2019 Conference Speakers - August 20, 2019
NQR is excited to share the session descriptions for our 2nd annual Intermediary INSIGHT Conference. The one-day event, held on October 16, 2019 at the Seaport Hotel …
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Managing Omnibus Relationships with FICCA – An Intermediary’s Perspective - October 8, 2018
“Very insightful! Great discussion.” “Overall a great experience.” “Any opportunity with peers to discuss processes, achievements, pain points, etc., is extremely valuable.” Only …
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ICI, Mid Atlantic, Amundi Pioneer to Speak at NQR’s 1st Intermediary Oversight Conference - March 2, 2018
NQR is excited to share the session descriptions for our first ever Intermediary INSIGHT Conference. The one-day event, held on April 26, 2018 at the Seaport …
The Tax Cuts and Jobs Act- Impact on 529 Plans - January 3, 2018
The Tax Cuts and Jobs Act, recently passed by Congress and signed by President Trump, includes several provisions which will significantly impact 529 Plans: …
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NQR Renames Intermediary Oversight Solution to Intermediary INSIGHT - January 17, 2017
NQR is rebranding its newest service from Intermediary Oversight to Intermediary (IM) INSIGHT. The new name and logo more effectively reflect NQR’s perspective on …
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NQR Featured in Board IQ Article “Intermediary Won’t Give Up Info? SEC Feels Your Pain” - May 5, 2016
“Intermediaries are cagey. We get it…” Continue reading on boardiq.com